Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Feb 2018 to 24 Jun 2021)
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- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2016)
- CF30 Customer (31 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (18 Dec 2008 to 8 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.