Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (9 Feb 2018 to 24 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2016)
    • CF30 Customer (31 Aug 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Dec 2008 to 8 Jul 2011)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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