Guy Neale Dawe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Client dealing (19 Mar 2024 to 22 Sep 2024)
    • [FCA CF] Functions requiring qualifications (19 Mar 2024 to 22 Sep 2024)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 15 Mar 2007)
  • Chancery Financial Management (Clevedon) Ltd (no longer approved here)

    FRN 200597

    • Employed By (14 Sep 2006 to 15 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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