Guy Lashmar

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2024)
    • CF30 Customer (since 21 Nov 2024)
  • Finli (Westerham) LLP

    FRN 579543

    • (7)Employed By (since 11 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 Jul 2021 to 15 Mar 2023)
    • CF30 Customer (29 Jun 2021 to 15 Mar 2023)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (27)Employed By (29 Jun 2021 to 15 Mar 2023)
  • Corinthian Benefits Consulting Limited (no longer approved here)

    FRN 823906

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 23 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (Westerham) LLP

  2. controlled function added: (7)Employed By at Finli (Westerham) LLP

  3. controlled function removed: Employed By at Wellesley Investment Management Ltd

  4. controlled function added: (27)Employed By at Wellesley Investment Management Ltd