Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hyde Park Investment Ltd
FRN 491906
- [FCA CF] Client dealing (since 5 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (15 Oct 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Jan 2012 to 8 Dec 2019)
- CF30 Customer (19 Jan 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.