Hyde Park Investment Ltd

• Principal Place of Business

  14 Vicarage House,

  58-60 Kensington Park Road

  London

  W8 4DB

  UNITED KINGDOM

  Phone

  +4402070163140

  Web

  http://www.hydeparkinvestment.com

• Complaints Contact

  14 Vicarage House

  58-60 Kensington Park Road

  London

  W8 4DB

  UNITED KINGDOM

  Phone

  +4402070163140

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan William Marshall

  IRN AWM01135

  • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
• Alexandra Burchard Graefin von Kalnein

  IRN AXB03307

  • CF1 Director (27 Nov 2014 to 31 Dec 2018)
  • CF30 Customer (27 Nov 2014 to 6 Mar 2019)
• Fabrizio Valerio Rinaldo Vincenz Pasta

  IRN FVP01001

  • [FCA CF] Client dealing (5 Mar 2021 to 7 Nov 2022)
  • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • CF1 Director (12 Oct 2015 to 22 Mar 2019)
• Ferdinand Folef Hooft-Graafland

  IRN FFH01002

  • CF30 Customer (10 Oct 2013 to 2 Jul 2019)
• Guy John Baxendale

  IRN GJB01136

  • [FCA CF] Client dealing (since 5 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Oct 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (19 Jan 2009 to 8 Dec 2019)
• Hans-Konrad Alexander Graf Finck Von Finckenstein

  IRN HKG01003

  • [FCA CF] Client dealing (since 8 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (19 Jan 2009 to 1 Feb 2012)
  • CF30 Customer (19 Jan 2009 to 8 Dec 2019)
  • CF1 Director (19 Jan 2009 to 8 Dec 2019)
• Jeremy Simon Fisher

  IRN JSF01026

  • CF30 Customer (20 Nov 2014 to 10 Oct 2016)
• Jonathan Mark Round Lee

  IRN JML01138

  • CF1 Director (19 Jan 2009 to 30 Aug 2013)
  • CF30 Customer (19 Jan 2009 to 30 Aug 2013)
  • CF10 Compliance Oversight (19 Jan 2009 to 15 Oct 2013)
• Jonathan Paul Reid

  IRN JPR01064

  • [FCA CF] Client dealing (5 Mar 2021 to 17 Nov 2023)
  • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
• Luca Terragni

  IRN LXT01280

  • CF30 Customer (12 Mar 2014 to 3 Jul 2017)

• Jeremy Simon Fisher (no longer appointed)

  FRN 603334 · Appointed 28 Jun 2013 · Until 20 Nov 2014

No changes recorded yet.