Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (12 Jan 2021 to 8 Jan 2026)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2020)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.