Guy Hume

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond James Financial International Limited

    FRN 188244

    • [FCA CF] Client dealing (since 14 Feb 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (25 Mar 2021 to 25 Oct 2021)
    • [FCA CF] Material risk taker (3 Nov 2016 to 23 Feb 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 23 Feb 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 23 Feb 2023)
    • CF30 Customer (22 Jul 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (25 Mar 2021 to 25 Oct 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
    • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.