Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Feb 2020 to 3 Apr 2023)
- [FCA CF] Manager of certification employee (7 Feb 2020 to 3 Apr 2023)
- CF29 Significant management (9 Jul 2009 to 30 Mar 2012)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 May 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Feb 2020 to 14 Dec 2020)
- [FCA CF] Client dealing (7 Feb 2020 to 14 Dec 2020)
- CF30 Customer (19 Sep 2017 to 8 Dec 2019)
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- CF27 Investment Management (5 May 2004 to 4 May 2007)
- CF1 Director (5 May 2004 to 30 Apr 2007)
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- CF1 Director (1 Dec 2001 to 5 Mar 2004)
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- CF1 Director (1 Dec 2001 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.