Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (7 Feb 2020 to 3 Apr 2023)
    • [FCA CF] Manager of certification employee (7 Feb 2020 to 3 Apr 2023)
    • CF29 Significant management (9 Jul 2009 to 30 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 May 2007 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (7 Feb 2020 to 14 Dec 2020)
    • [FCA CF] Client dealing (7 Feb 2020 to 14 Dec 2020)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF27 Investment Management (5 May 2004 to 4 May 2007)
    • CF1 Director (5 May 2004 to 30 Apr 2007)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF1 Director (1 Dec 2001 to 5 Mar 2004)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF1 Director (1 Dec 2001 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.