Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VICARAGE CAPITAL LIMITED
FRN 455300
- [FCA CF] Client dealing (since 12 Dec 2019)
- [FCA CF] Significant management (since 12 Dec 2019)
- CF3 Chief Executive (AR) (since 24 Mar 2016)
- CF30 Customer (since 24 Mar 2016)
- CF5 Director of Unincorporated Association (AR) (since 24 Mar 2016)
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LHC Mine Finance Ltd
FRN 739399
- (1)Employed By (since 24 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2016)
- CF1 Director (11 Feb 2003 to 29 Feb 2016)
- CF3 Chief Executive (11 Feb 2003 to 4 Jan 2016)
- CF8 Apportionment and Oversight (11 Feb 2003 to 31 Oct 2007)
- CF26 Customer Trading (14 Jan 2002 to 24 Aug 2005)
- CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.