Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
KUWAIT FINANCE HOUSE PLC
FRN 131818
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (since 7 Mar 2016)
- CF30 Customer (28 Dec 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.