Gurdeep Saini

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
    • [FCA CF] Client dealing (since 17 Dec 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (27 Aug 2021 to 11 Oct 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 26 Aug 2021)
    • CF30 Customer (28 Mar 2008 to 21 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.