Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BT Pension Scheme Management Limited (no longer approved here)

    FRN 486368

    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2020)
    • CF1 Director (6 Jul 2018 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (AR) (19 Jun 2012 to 31 Dec 2017)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (19 Jun 2012 to 31 Dec 2017)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF1 Director (4 May 2012 to 31 Dec 2017)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF10 Compliance Oversight (16 Dec 2011 to 16 Mar 2012)
    • CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
    • CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
    • CF11 Money Laundering Reporting (23 Jul 2003 to 22 Apr 2005)
    • CF1 Director (1 Dec 2001 to 16 Mar 2012)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF11 Money Laundering Reporting (16 Dec 2011 to 16 Mar 2012)
    • CF10 Compliance Oversight (16 Dec 2011 to 16 Mar 2012)
    • CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
    • CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
    • CF1 Director (1 Dec 2001 to 16 Mar 2012)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF11 Money Laundering Reporting (16 Dec 2011 to 16 Mar 2012)
    • CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
    • CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
    • CF10 Compliance Oversight (23 Jul 2003 to 22 Apr 2005)
    • CF1 Director (1 Dec 2001 to 13 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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