Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2020)
- CF1 Director (6 Jul 2018 to 8 Dec 2019)
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- CF1 Director (AR) (19 Jun 2012 to 31 Dec 2017)
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- Employed By (19 Jun 2012 to 31 Dec 2017)
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- CF1 Director (4 May 2012 to 31 Dec 2017)
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- CF10 Compliance Oversight (16 Dec 2011 to 16 Mar 2012)
- CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
- CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
- CF11 Money Laundering Reporting (23 Jul 2003 to 22 Apr 2005)
- CF1 Director (1 Dec 2001 to 16 Mar 2012)
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- CF11 Money Laundering Reporting (16 Dec 2011 to 16 Mar 2012)
- CF10 Compliance Oversight (16 Dec 2011 to 16 Mar 2012)
- CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
- CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
- CF1 Director (1 Dec 2001 to 16 Mar 2012)
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- CF11 Money Laundering Reporting (16 Dec 2011 to 16 Mar 2012)
- CF28 Systems and controls (2 Feb 2010 to 16 Mar 2012)
- CF8 Apportionment and Oversight (28 Jul 2006 to 6 Dec 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 22 Jul 2004)
- CF10 Compliance Oversight (23 Jul 2003 to 22 Apr 2005)
- CF1 Director (1 Dec 2001 to 13 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.