Gregory Rickards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Algorithmic trading (since 18 Mar 2026)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Manager of certification employee (since 6 Dec 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (since 7 Mar 2016)
    • [FCA CF] Significant management (21 Feb 2018 to 16 Oct 2023)
    • CF30 Customer (20 Jul 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (21 Feb 2018 to 5 Dec 2018)
    • [FCA CF] Significant management (21 Feb 2018 to 5 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (21 Feb 2018 to 5 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (21 Feb 2018 to 5 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
    • CF30 Customer (24 Jun 2010 to 6 Mar 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (27 Oct 2008 to 25 Jun 2010)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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