Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 17 Feb 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 17 Feb 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 17 Feb 2023)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Jan 2012 to 6 Mar 2016)
    • Director of firm who is not a certification employee or a SMF manager (since 17 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2023)
    • CF2 Non Executive Director (31 Jan 2012 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 17 Feb 2023)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 17 Feb 2023)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 17 Feb 2023)
    • CF2 Non Executive Director (31 Jan 2012 to 8 Dec 2019)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (18 Oct 2019 to 8 Dec 2019)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Aug 2016 to 8 Dec 2019)
  • MY POLICY LIMITED (no longer approved here)

    FRN 307350

    • CF2 Non Executive Director (19 Jan 2017 to 10 May 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF1 Director (1 Jan 2013 to 1 May 2015)
    • CF2 Non Executive Director (13 Jul 2010 to 31 Dec 2012)
  • Chaucer Syndicates Limited (no longer approved here)

    FRN 204915

    • CF2 Non Executive Director (26 Aug 2010 to 31 Dec 2012)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF8 Apportionment and Oversight (2 Dec 2001 to 17 Oct 2005)
    • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2005)
    • CF1 Director (1 Dec 2001 to 17 Oct 2005)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Oct 2005)
    • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2005)
    • CF1 Director (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.