Gregory James Maxwell Sadler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (16 Nov 2020 to 24 Nov 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 13 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2018 to 13 Aug 2019)
    • [FCA CF] Manager of certification employee (20 Jun 2017 to 7 Aug 2019)
    • [PRA CF] Managing a material risk taker (20 Jun 2017 to 7 Aug 2019)
    • [FCA CF] Client dealing (10 May 2017 to 13 Aug 2019)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF4 Partner (22 Apr 2015 to 18 Nov 2016)
    • CF30 Customer (22 Nov 2013 to 18 Nov 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 22 Aug 2013)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (4 Dec 2004 to 3 May 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (3 Sep 2004 to 3 May 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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