Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 8 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Dec 2022)
    • SMF3 Executive Director (10 Feb 2022 to 21 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Dec 2022)
    • SMF3 Executive Director (10 Feb 2022 to 21 Dec 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (8 Nov 2016 to 24 Nov 2020)
    • [FCA CF] Material risk taker (8 Nov 2016 to 1 Jul 2023)
    • [PRA CF] Managing a material risk taker (8 Nov 2016 to 24 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 1 Jul 2023)
    • CF29 Significant management (2 Jun 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (8 Nov 2016 to 24 Nov 2020)
    • [FCA CF] Material risk taker (8 Nov 2016 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 1 Jul 2023)
    • [PRA CF] Managing a material risk taker (8 Nov 2016 to 24 Nov 2020)
    • CF29 Significant management (2 Jun 2014 to 6 Mar 2016)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF28 Systems and controls (11 Feb 2010 to 20 Aug 2010)
    • CF29 Significant management (20 Nov 2008 to 10 Feb 2010)
    • CF10 Compliance Oversight (17 Sep 2007 to 20 Nov 2008)
    • Responsible for Insurance Mediation (17 Sep 2007 to 19 Oct 2007)
    • CF8 Apportionment and Oversight (17 Sep 2007 to 17 Sep 2007)
    • CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF28 Systems and controls (11 Feb 2010 to 20 Aug 2010)
    • CF29 Significant management (20 Nov 2008 to 10 Feb 2010)
    • CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Sep 2007 to 20 Nov 2008)
    • Responsible for Insurance Mediation (17 Sep 2007 to 19 Oct 2007)
    • CF8 Apportionment and Oversight (17 Sep 2007 to 17 Sep 2007)
  • Highway Insurance Company Limited (no longer approved here)

    FRN 202972

    • CF28 Systems and controls (11 Feb 2010 to 20 Aug 2010)
    • CF29 Significant management (3 Apr 2009 to 10 Feb 2010)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF29 Significant management (20 Nov 2008 to 10 Feb 2010)
    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2008)
    • CF10 Compliance Oversight (17 Sep 2007 to 20 Nov 2008)
    • CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Sep 2007 to 17 Sep 2007)
    • Responsible for Insurance Mediation (17 Sep 2007 to 19 Oct 2007)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • CF29 Significant management (20 Nov 2008 to 10 Feb 2010)
    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2008)
    • CF10 Compliance Oversight (17 Sep 2007 to 20 Nov 2008)
    • CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Sep 2007 to 17 Sep 2007)
    • Responsible for Insurance Mediation (17 Sep 2007 to 19 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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