Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa International Capital Partners Limited
FRN 944062
- SMF1 Chief Executive (since 14 Sep 2021)
- SMF3 Executive Director (since 14 Sep 2021)
- SMF16 Compliance Oversight (since 14 Sep 2021)
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- CF1 Director (AR) (25 May 2021 to 14 Sep 2021)
- CF30 Customer (25 May 2021 to 14 Sep 2021)
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- Employed By (25 May 2021 to 14 Sep 2021)
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- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (5 May 2014 to 19 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (30 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF23 Corporate Finance Adviser (30 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.