Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Functions requiring qualifications (19 Jan 2024 to 2 Dec 2025)
    • [FCA CF] Client dealing (19 Jan 2024 to 2 Dec 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
    • [FCA CF] Client dealing (2 Jun 2025 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 1 Aug 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (7 Oct 2025 to 13 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (7 Oct 2025 to 13 Feb 2026)
    • CF1 Director (AR) (3 Oct 2025 to 16 Feb 2026)
    • CF30 Customer (3 Oct 2025 to 16 Feb 2026)
  • Seneca Financial Management Ltd (no longer approved here)

    FRN 1041801

    • (1)Employed By (3 Oct 2025 to 16 Feb 2026)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Manager of certification employee (4 Mar 2021 to 1 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.