Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Functions requiring qualifications (19 Jan 2024 to 2 Dec 2025)
- [FCA CF] Client dealing (19 Jan 2024 to 2 Dec 2025)
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
- [FCA CF] Client dealing (2 Jun 2025 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (2 Jun 2025 to 1 Aug 2025)
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- Director of firm who is not a certification employee or a SMF manager (7 Oct 2025 to 13 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (7 Oct 2025 to 13 Feb 2026)
- CF1 Director (AR) (3 Oct 2025 to 16 Feb 2026)
- CF30 Customer (3 Oct 2025 to 16 Feb 2026)
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- (1)Employed By (3 Oct 2025 to 16 Feb 2026)
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- [FCA CF] Manager of certification employee (4 Mar 2021 to 1 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.