Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AFH Independent Financial Services Limited
FRN 216704
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
- [FCA CF] Client dealing (since 10 Feb 2021)
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- [FCA CF] Functions requiring qualifications (7 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (7 Jul 2020 to 14 Feb 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.