Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tatton Investment Management Limited
FRN 733471
- Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2020)
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- CF28 Systems and controls (9 Sep 2015 to 1 May 2018)
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- CF28 Systems and controls (9 Sep 2015 to 1 May 2018)
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- CF28 Systems and controls (9 Sep 2015 to 1 May 2018)
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- CF28 Systems and controls (9 Sep 2015 to 1 May 2018)
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- CF28 Systems and controls (1 Nov 2007 to 10 Jul 2009)
- CF14 Risk Assessment (14 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.