Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nationwide Building Society
FRN 106078
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Jul 2021)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.