Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • BENEFIT STREET PARTNERS LIMITED (no longer approved here)

    FRN 196845

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.