Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 29 Mar 2019)
- CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Sep 2003 to 1 Feb 2005)
- CF27 Investment Management (1 Sep 2003 to 31 Oct 2007)
- CF3 Chief Executive (1 Sep 2003 to 29 Mar 2019)
- CF1 Director (1 Sep 2003 to 29 Mar 2019)
- CF8 Apportionment and Oversight (1 Sep 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Sep 2003 to 1 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.