Stockdale Street Limited

• Principal Place of Business

  Stockdale Street Ltd

  1 Charterhouse Street

  London

  Camden

  EC1N 6SA

  UNITED KINGDOM

  Phone

  +447768696426

• Complaints Contact

  Stockdale Street Ltd

  1 Charterhouse Street

  London

  Camden

  EC1N 6SA

  UNITED KINGDOM

  Phone

  +447768696426

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair Jonathan Kemsley Pein

  IRN AXK01531

  • CF30 Customer (8 Nov 2007 to 27 Feb 2009)
  • CF1 Director (1 Apr 2006 to 27 Feb 2009)
• Angelica Grusovin

  IRN AXG15066

  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• David John Murphy

  IRN DJM01429

  • SMF1 Chief Executive (since 6 Jan 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
  • CF27 Investment Management (22 Feb 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Feb 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2005 to 8 Dec 2019)
  • CF1 Director (10 Aug 2004 to 8 Dec 2019)
  • CF13 Finance (10 Aug 2004 to 31 Oct 2007)
• Grant John Frederick Stubbs

  IRN GJS01118

  • CF30 Customer (1 Nov 2007 to 29 Mar 2019)
  • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
  • CF1 Director (1 Sep 2003 to 29 Mar 2019)
  • CF3 Chief Executive (1 Sep 2003 to 29 Mar 2019)
  • CF27 Investment Management (1 Sep 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Sep 2003 to 1 Feb 2005)
  • CF10 Compliance Oversight (1 Sep 2003 to 1 Feb 2005)
  • CF8 Apportionment and Oversight (1 Sep 2003 to 31 Oct 2007)
• Guy Richard Shutt

  IRN GRS01137

  • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2021)
  • CF1 Director (2 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2008 to 8 Dec 2019)
• Harry Jaderberg

  IRN HXJ48687

  • [FCA CF] Client dealing (1 Jul 2021 to 30 Jun 2025)
• James Teeger

  IRN JXT02054

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (16 Jun 2017 to 8 Dec 2019)
  • CF1 Director (16 Jun 2017 to 8 Dec 2019)
• Johannes Rudolf Dreyer

  IRN JRD01104

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Luca Springer

  IRN LXS18767

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
  • CF30 Customer (1 Sep 2019 to 8 Dec 2019)
• Matthew Graeme Brown

  IRN MGB01157

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (2 Feb 2015 to 8 Dec 2019)

No changes recorded yet.