Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Braemar Securities Limited
FRN 583277
- SMF1 Chief Executive (since 16 Jul 2025)
- SMF9 Chair of the Governing Body (since 16 Jul 2025)
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- [FCA CF] Significant management (1 Jun 2021 to 7 Jul 2023)
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- CF11 Money Laundering Reporting (5 Mar 2014 to 1 Jul 2015)
- CF1 Director (23 Aug 2013 to 7 Jun 2019)
- CF28 Systems and controls (25 Jun 2013 to 16 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.