Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 1 Feb 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Oct 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (18 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
- CF11 Money Laundering Reporting (26 Jan 2007 to 13 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.