Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nevett & Taylor Limited
FRN 116605
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (2 Feb 2016 to 1 Nov 2017)
- CF10 Compliance Oversight (2 Feb 2016 to 8 Dec 2019)
- CF30 Customer (28 Jul 2010 to 1 Nov 2017)
- CF1 Director (28 Jul 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (28 Jul 2010 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.