Date authorised
1 April 2013
Companies House
01161714
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Union Road
    New Mills
    High Peak
    Derbyshire
    SK22 3EL
    UNITED KINGDOM
    Phone
    +4401663747000
  • Complaints Contact

    7 Union Road
    New Mills
    High Peak
    Derbyshire
    SK22 3EL
    UNITED KINGDOM
    Phone
    +4401663747000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Gazeley

    IRN ABG01033

    • CF30 Customer (26 Nov 2007 to 19 Aug 2011)
  • Andy Nevett

    IRN AJN00025

    • CF30 Customer (1 Nov 2007 to 19 Jan 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Jan 2016)
    • CF1 Director (1 Dec 2001 to 19 Jan 2016)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jan 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
  • Graham Wilson Nevett

    IRN GWN01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (2 Feb 2016 to 1 Nov 2017)
    • CF10 Compliance Oversight (2 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Jul 2010 to 30 Sep 2018)
    • CF30 Customer (28 Jul 2010 to 1 Nov 2017)
    • CF1 Director (28 Jul 2010 to 8 Dec 2019)
  • Ian Fyfe

    IRN IXF00001

    • CF21 Investment Adviser (1 Jul 2004 to 15 Nov 2007)
  • Martin Wray

    IRN MXW01979

    • CF30 Customer (13 Dec 2011 to 26 Jan 2016)
  • Michael Antony Taylor

    IRN MAT00038

    • CF1 Director (1 Dec 2001 to 1 Jul 2002)
  • Michael John Nevett

    IRN MJN00028

    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Nov 2005)
    • CF1 Director (1 Dec 2001 to 16 Nov 2005)
  • Nicholas John Heys

    IRN NJH01192

    • CF30 Customer (8 Oct 2008 to 26 Jan 2016)
  • Nicholas Joseph McCulloch

    IRN NJM01150

    • CF30 Customer (1 Nov 2007 to 17 Jul 2012)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.