Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Aug 2020 to 4 Aug 2022)
- [FCA CF] Functions requiring qualifications (3 Aug 2020 to 4 Aug 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2020)
- CF30 Customer (9 Jun 2016 to 8 Dec 2019)
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- (19)CF30 Customer (1 Nov 2007 to 29 Jul 2016)
- (21)CF1 Director (AR) (27 Apr 2007 to 29 Jul 2016)
- (20)CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (3)Employed By (15 Sep 1999 to 29 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (19)CF30 Customer at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED
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controlled function added: (20)CF21 Investment Adviser at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED
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controlled function added: (21)CF1 Director (AR) at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED