Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (8 Mar 2007 to 25 Jun 2007)
- Responsible for Insurance Mediation (8 Mar 2007 to 17 Apr 2012)
- CF3 Chief Executive (23 May 2005 to 17 Apr 2012)
- CF8 Apportionment and Oversight (23 May 2005 to 31 Oct 2007)
- CF1 Director (19 Mar 2004 to 17 Apr 2012)
- CF10 Compliance Oversight (12 Nov 2002 to 31 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.