Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 Mar 2026)
- CF1 Director (AR) (since 19 Mar 2026)
- CF30 Customer (since 19 Mar 2026)
- [FCA CF] Client dealing (since 19 Mar 2026)
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NCL Wealth Partners Limited
FRN 1052331
- (1)Employed By (since 19 Mar 2026)
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- Director of firm who is not a certification employee or a SMF manager (since 21 Jan 2026)
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- SMF27 Partner (31 Oct 2025 to 1 Dec 2025)
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- SMF18 Other Overall Responsibility (23 Sep 2024 to 1 Dec 2025)
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- SMF18 Other Overall Responsibility (23 Sep 2024 to 1 Dec 2025)
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- SMF18 Other Overall Responsibility (23 Sep 2024 to 1 Dec 2025)
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- [FCA CF] Significant management (7 Oct 2022 to 31 Mar 2023)
- CF30 Customer (3 Apr 2008 to 27 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.