Graham Neville Paul

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verso Wealth Management Limited

    FRN 153871

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2023)
    • [FCA CF] Client dealing (since 20 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 Nov 2021 to 16 Nov 2023)
    • CF30 Customer (27 Oct 2021 to 16 Nov 2023)
  • Oakmere Wealth Management Ltd (no longer approved here)

    FRN 573904

    • (3)Employed By (27 Oct 2021 to 16 Nov 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2020)
    • CF30 Customer (10 Oct 2014 to 6 Mar 2016)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (3 Sep 2012 to 28 Aug 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (16 Jun 2010 to 16 Sep 2010)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Mar 2009 to 2 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.