Graham Joseph Westhall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tom French & Associates Limited

    FRN 185513

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
  • SW FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 222033

    • CF30 Customer (16 Jul 2012 to 18 Feb 2014)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (16 Jan 2009 to 26 Jun 2012)
  • Worldwide Financial Planning Limited (no longer approved here)

    FRN 185798

    • Employed By (16 Apr 2004 to 6 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.