Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Manager of certification employee (since 5 Dec 2025)
- [FCA CF] Client dealing (since 5 Dec 2025)
- CF30 Customer (18 Apr 2018 to 30 Nov 2018)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Manager of certification employee (since 8 Feb 2021)
- [FCA CF] Client dealing (since 8 Feb 2021)
- CF30 Customer (18 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (30 May 2017 to 31 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2017)
- CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2017)
- CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Jul 2006 to 10 Apr 2007)
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- CF21 Investment Adviser (10 Dec 2002 to 31 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.