Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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United Trust Bank Limited
FRN 204463
- Director of firm who is not a certification employee or a SMF manager (since 26 Jan 2021)
- SMF1 Chief Executive (7 Mar 2016 to 26 Jan 2021)
- CF10 Compliance Oversight (28 Mar 2011 to 30 Apr 2012)
- CF11 Money Laundering Reporting (14 Mar 2007 to 31 Dec 2009)
- CF3 Chief Executive (24 Nov 2003 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (24 Nov 2003 to 18 May 2006)
- CF8 Apportionment and Oversight (24 Nov 2003 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.