Graham Frooms

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MF PRIVATE FINANCE LTD (no longer approved here)

    FRN 463375

    • [FCA CF] Significant management (9 Dec 2020 to 3 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2025)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.