Date authorised
1 April 2013
Companies House
05427832
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chestnut House
    65a Friar Gate
    Derby
    Derbyshire
    DE1 1DJ
    UNITED KINGDOM
    Phone
    +4401332900789
  • Complaints Contact

    Chestnut House
    65a Friar Gate
    Derby
    Derbyshire
    DE1 1DJ
    UNITED KINGDOM
    Phone
    +4401332900789

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limitation on debt counselling in connection with advice on buy to let mortgages 2nd charge.
    • · This permission is limited to debt adjusting with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colette Margaret Hall

    IRN CXH00144

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2025)
  • Gary John Anthony Ince

    IRN GJI00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (AR) (1 Nov 2012 to 31 Mar 2025)
  • Graham Frooms

    IRN GXF01176

    • [FCA CF] Significant management (9 Dec 2020 to 3 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2025)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
  • Ian Anthony Broadrick

    IRN IAB00001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (AR) (16 Jun 2014 to 31 Mar 2025)
  • James John Newton

    IRN JJN01035

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (AR) (1 Sep 2015 to 22 Jan 2025)
  • Jennifer Mary Jameson

    IRN JMJ01081

    • CF1 Director (AR) (6 Nov 2012 to 31 Oct 2016)
  • Louise Ann Ince

    IRN LAI01009

    • CF1 Director (AR) (1 Nov 2012 to 31 Mar 2025)
  • Martin Derek Jameson

    IRN MDJ01053

    • CF1 Director (AR) (12 Nov 2012 to 30 Sep 2016)
  • Michael Arthur Joseph Atkinson

    IRN MAA01102

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (AR) (19 Jun 2014 to 31 Mar 2025)
  • Michelle Barraclough

    IRN MXB00245

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • Responsible for Insurance Distribution (since 15 Jan 2025)
    • Responsibility for MCD Intermediation (since 15 Jan 2025)
    • SMF3 Executive Director (since 15 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.