Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 28 Mar 2026)
    • SMF1 Chief Executive (since 27 Mar 2026)
    • Responsibility for MCD Intermediation (since 25 Jun 2025)
    • SMF3 Executive Director (since 25 Jun 2025)
    • [FCA CF] Client dealing (since 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2022 to 26 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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