Graham Andrew James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Starmark Investment Management Limited
FRN 190249
- CF1 Director (AR) (since 1 Dec 2023)
- CF30 Customer (since 1 Dec 2023)
- [FCA CF] Client dealing (since 10 Oct 2023)
Pendle Commodity Investments Limited
FRN 1003954
- (1)Employed By (since 1 Dec 2023)
Clarksons Futures Limited (no longer approved here)
FRN 179391
- CF21 Investment Adviser (15 Nov 2002 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.