Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (9 Sep 2013 to 29 Jul 2016)
-
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
-
- CF30 Customer (17 Nov 2009 to 31 Aug 2012)
-
- CF30 Customer (1 Nov 2007 to 24 Dec 2007)
- CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (29 Oct 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (24 Mar 2003 to 29 Oct 2003)
-
- CF21 Investment Adviser (29 Oct 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (24 Mar 2003 to 29 Oct 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.