Graeme Tate

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (26 Nov 2010 to 22 Feb 2013)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (15 Feb 2010 to 9 Oct 2010)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (8 Oct 2008 to 3 Feb 2010)
Central Mortgage Directory Ltd (no longer approved here)
FRN 489620
- Employed By (8 Oct 2008 to 3 Feb 2010)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.