Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Wealth Limited
FRN 153508
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
- [FCA CF] Client dealing (since 30 Jun 2025)
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- CF30 Customer (1 Aug 2016 to 10 Aug 2018)
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- CF30 Customer (19 Jul 2013 to 31 Jul 2016)
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- CF30 Customer (17 Feb 2011 to 17 May 2013)
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- CF30 Customer (1 Nov 2007 to 15 Jan 2011)
- CF22 Investment Adviser (Trainee) (30 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.