Graeme Ladd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Toyota Tsusho Metals Limited (no longer approved here)

    FRN 189983

    • [FCA CF] Material risk taker (1 Apr 2023 to 29 Aug 2025)
    • [PRA CF] Managing a material risk taker (1 Apr 2023 to 2 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 29 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2025)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (17 Apr 2008 to 3 Dec 2009)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (17 Jan 2004 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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