Graeme Joseph John Samual Parrack

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mandan Financial Management

    FRN 506602

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (9 Apr 2010 to 30 Sep 2018)
    • CF4 Partner (9 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 8 Dec 2019)
  • RAVENSTONE FINANCIAL MANAGEMENT LTD. (no longer approved here)

    FRN 207506

    • CF21 Investment Adviser (9 May 2002 to 5 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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