Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Oct 2015 to 30 Sep 2018)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (20 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Sep 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (26 Mar 2008 to 8 Dec 2019)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • CF2 Non Executive Director (22 Jul 2015 to 24 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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