Date authorised
1 April 2013
Companies House
03198046
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38-40 Portman Road
    Reading
    Berkshire
    RG30 1JG
    UNITED KINGDOM
    Phone
    +4401189394394
  • Complaints Contact

    38-40 Portman Road
    Reading
    Berkshire
    RG30 1JG
    UNITED KINGDOM
    Phone
    +4401189394394

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Cedric Gibson

    IRN ACG01069

    • CF1 Director (14 Jan 2005 to 4 Nov 2008)
  • David Michael Jacobs

    IRN DMJ01053

    • CF2 Non Executive Director (14 Jan 2005 to 24 Mar 2015)
  • Graeme John Potts

    IRN GJP01113

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Oct 2015 to 30 Sep 2018)
  • Terence Hubert Flay

    IRN THF00007

    • CF2 Non Executive Director (14 Jan 2005 to 24 Mar 2015)
  • Trevor Hitchman

    IRN TXH01273

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Mar 2015)
    • CF1 Director (14 Jan 2005 to 24 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.