Graeme John Inglis

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Poise Financial Planning Limited

    FRN 930257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2021)
    • [FCA CF] Client dealing (since 27 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
    • SMF3 Executive Director (since 4 Jan 2021)
    • Responsible for Insurance Distribution (since 4 Jan 2021)
    • SMF16 Compliance Oversight (since 4 Jan 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (4 Sep 2009 to 20 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (16 Sep 2002 to 5 Jun 2003)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (10 Apr 2002 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.