Graeme Derek Victor Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
    • CF27 Investment Management (4 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.