Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Mar 2024)
    • CF10 Compliance Oversight (22 Jul 2003 to 6 Nov 2019)
    • CF11 Money Laundering Reporting (22 Jul 2003 to 8 Dec 2019)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Mar 2024)
    • CF4 Partner (19 Oct 2010 to 6 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 6 Nov 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.