Graeme Black

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equilibrium Investment Management LLP

    FRN 776977

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Equilibrium Financial Planning LLP (no longer approved here)

    FRN 452261

    • CF30 Customer (17 Jul 2012 to 6 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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